Financial Conduct Authority (FCA)

FCA bans uninsured mortgage advisor

The Financial Conduct Authority (FCA) has fined and banned an Essex-based sole trader, Christopher John Riches, for arranging mortgages after his regulatory permission had been removed, and while he did not have professional indemnity insurance, and for…

Time to raise the bar

With the arrival of the Financial Conduct Authority and softening rates in parts of the market, this is not the time for complacency, says Clare Ryder

Jury still out on the FCA

Almost two months on since its inception and brokers are still trying to second guess what the Financial Conduct Authority (FCA) has in store for them.

FCA issues clone broker warning

The Financial Conduct Authority (FCA) has issued a warning against dealing with KBP Insurance Service Limited as it is not authorised to carry out regulated activities in the UK.

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