Brokers on alert as FCA puts client money under the microscope


The Financial Conduct Authority (FCA) has called on brokers to make sure their client money arrangements are up to scratch.

In a dear CEO letter to brokers, FCA interim CEO Christopher Woolard outlined the areas that the regulator finds particularly important to maintaining adequate client money arrangements in the current environment.

He noted that following the impact of Covid-19 on businesses it is imperative for brokers to safeguard the client money they hold for customers.


Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected].

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have an Insurance Age account, please register now.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: