Industry veteran Michael Sicsic partners with Governor Software to help brokers and insurers digitalise key compliance processes in a changing regulatory environment.
Ann Peel, technical consultant at Insurance Compliance Services, discusses the potential impact of the FCA's latest interventions.
Compliance specialists say brokers need to look at the distribution chain and make sure they act in the best interest of the customer.
Freedom of Information request shows regulator has stopped using them.
If brokers can’t get renewal transparency right, what else are they getting wrong? Branko Bjelobaba asks
Delays are not often welcome, but in the case of implementing the Insurance Distribution Directive it’s the best possible outcome, explains David Sparkes
Ann Peel, technical consultant at Insurance Compliance Services, urges brokers to take action ahead of the implementation of the Insurance Distribution Directive.
Compliance specialists say brokers need to ensure there are no conflicts of interest.
GovNet's David Roberts urges brokers to be prepared for GDPR.
Insurance Age meets Insurance Compliance Services' Ann Peel in the first 30 second interview of a new series.
CMS partner Ian Stevens discusses opportunities and legal obligations for brokers in InsurTech.
Service on offer to general insurance brokers.
RWA’s Kirk Ford advises how to identify customers who may be struggling and offers guidance on treating clients fairly.
The regulator confirmed that 18 senior broking executives received private warnings between 2011 and 2017 compared to one insurer boss.
Regulator’s list of unauthorised firms is “useful and accessible” for brokers, says compliance expert
Uncertain times: Parliament and the regulator have been busy recently, but the best best way to cope with the uncertainty is “business as usual”, says Mike Cranny
The FCA says it has previously issued warnings to the industry on the importance of complying with client money rules.
Michael Phair, director of Regulatory Efficiency Gains tells all about how its products can help brokers with compliance and risk assessment.
Compliance expert warns that whole market will be affected by review findings.
Trade body welcomes "sensible" first step.
Stokes has been charged with helping brokers meet the regulator's "exacting requirements".
Trade body members can access free initial consultation with Flaxmans.
Warning comes after the Financial Conduct Authority issued investment incentive guidance.
New staff members will support transformational plans announced last year.