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Regulation

Blackburn broker banned by FSA

The Financial Services Authority (FSA) has banned Mukhtar Khan, trading as United Finance and Insurance Services (UFIS), for not being fit and proper on competence and capability grounds.

FSA ready for new regulation but at extra cost

Hector Sants, chief executive of the Financial Services Authority (FSA), has revealed that the the much-vaunted ‘twin peaks’ regulatory model will be up and running by April this year resulting in greater costs being imposed upon financial services.

So long, brave new dawn

The FSA is looking for nearly £580m in fees from the industry in its final year of existence, a 15% increase on the previous year.

Lessons to learn from FSA

That broker favourite, the Financial Services Authority (FSA), has taken a bit of a pasting from the Treasury Select Committee which described the soon to depart regulator as too expensive, aloof, bureaucratic and unable to protect customers.

The truth about redundancy

Is making redundancies always the best option for coping with financial pressure? Peter Done explores the problems and alternatives

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