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Regulation

A welcome visitor?

Q. As part of the FSA's regional broker visits, it is inviting brokers to individual 'surgery' sessions to discuss any issues that the broker may have. Is it best to keep a low profile or should I take advantage of the opportunity of meeting with them?

A second chance

The unpreparedness of secondary intermediaries for 'GI day' forced the regulator to offer a period of grace to allow them to catch up. With half of this time gone, Andrew Tjaardstra looks at the sector's efforts to comply

Substance over form

There has been some speculation as to whether - under the Financial Services Authority client accoun...

Ambitious wish list fits the bill

Following the Queen's Speech, many of the bills in the government's enormous, and almost certainly over-ambitious, programme for the next 18 months should come as good news for the industry

The final word on the falling insurer standards problem

This month's Power Hour panel looks at the justification behind broker complaints that insurer standards have been steadily falling despite FSA regulation of the industry and the possible solutions that will offer a final remedy to the long standing…

Soundbytes

What does the final instalment of the Financial Services Authority (FSA) required system include? A...

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