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Regulation

Substance over form

There has been some speculation as to whether - under the Financial Services Authority client accoun...

Ambitious wish list fits the bill

Following the Queen's Speech, many of the bills in the government's enormous, and almost certainly over-ambitious, programme for the next 18 months should come as good news for the industry

The final word on the falling insurer standards problem

This month's Power Hour panel looks at the justification behind broker complaints that insurer standards have been steadily falling despite FSA regulation of the industry and the possible solutions that will offer a final remedy to the long standing…

Soundbytes

What does the final instalment of the Financial Services Authority (FSA) required system include? A...

Double registration

Q. We are looking to double in size by acquiring a local firm prior to the retirement of its principal. As both firms are regulated, can we go ahead with the deal and deregister the other firm once we have acquired it?

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