Regulation Zone
The recent announcement that the Financial Services Authority fined Paul Harrison, former chief exec...
The recent announcement that the Financial Services Authority fined Paul Harrison, former chief executive of Berry Birch & Noble Insurance Brokers (BBNIB) £17,500 for failing to implement proper systems and controls to ensure that customers' money held by the firm was adequately protected reiterates the fact that brokers must be on the ball when it comes to regulation.
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