FSA warns against delay
The Financial Services Authority has warned brokers it is time to take action, as applications for r...
The Financial Services Authority has warned brokers it is time to take action, as applications for regulation should be submitted by mid-July 2004 in order to be processed by 14 January 2005.
Sarah Wilson, director of the high-street firms division at the FSA, told delegates at the Professional Broking Roadshows that the consultation period is almost complete. He said the regulator had entered its second phase - the application process. He added that although regulation starts in January 2005
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