One regulatory step for brokers ...
Regulation is looming and brokers are understandably apprehensive about complying with a compulsory ...
Regulation is looming and brokers are understandably apprehensiveabout complying with a compulsory regime for the first time.
Part of the problem is that brokers do not yet know what shape the
regulations will take, making it difficult to start getting ready. The
Treasury has not yet decided which intermediaries will fall under the
regime and the Financial Services Authority has not even published its
consultation documents.
This problem actually represents an opportunity for brokers, however.
Both
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