The appliance of compliance

The Financial Services Authority's (FSA) deadline for compliance with the latest Treating Customers Fairly (TCF) regulations passed in December, yet many firms have yet to conform to the new requirements. As we enter the new year, it is important to take time to ensure that employees fully understand the FSA's requirements and consider how best to comply, as there could be serious consequences if they do not. The FSA has already demonstrated that it is serious about TCF, having issued more than

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