Brokers finally have date for senior managers’ regime


Brokers have until 9 December 2019 to get ready for the Senior Managers and Certification Regime (SM&CR).

The Financial Conduct Authority (FCA) revealed the implementation date as it published the near final rules for the regime.

Firms can now access the guides to the SM&CR – which replaces the Approved Persons regime – to understand what steps they need to take to prepare for its implementation.

Jonathan Davidson, executive director of supervision (retail and authorisations) at the

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected].

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have an Insurance Age account, please register now.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: