Brokers finally have date for senior managers’ regime

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Brokers have until 9 December 2019 to get ready for the Senior Managers and Certification Regime (SM&CR).

The Financial Conduct Authority (FCA) revealed the implementation date as it published the near final rules for the regime.

Firms can now access the guides to the SM&CR – which replaces the Approved Persons regime – to understand what steps they need to take to prepare for its implementation.

Standards
Jonathan Davidson, executive director of supervision (retail and authorisations) at the

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