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Regulation

Editor's comment

So, finally the Financial Services Authority (FSA) has decided against mandating compulsory commissi...

Hard work brings scant reward

Melanie Hampton decries the manner in which the state, its regulation and large corporate players fail to support smaller enterprises and asks just what room is left in the market for companies like hers to survive

TCF - Regulatory call to attention

A friendly competitor has been summoned by the Financial Services Authority to discuss his Treating Customers' Fairly arrangements when the regulator visits our region in January. Is it just a matter of time before I receive a similar call?

Hard work brings scant reward

Melanie Hampton decries the manner in which the state, its regulation and large corporate players fail to support smaller enterprises and asks just what room is left in the market for companies like hers to survive

Offshore security?

There have been doubts about the reliability of offshore legal expenses insurers to provide financial security in the event of a claim. Here, Ralph Savage questions the safety of Hold Harmless agreements

Editor's comment

So, finally the Financial Services Authority (FSA) has decided against mandating compulsory commissi...

The appliance of compliance

With the passing of the December deadline, Mary Clarke stresses the advantages of implementing the Financial Services Authority's latest bout of Treating Customers Fairly regulations, as well as the consequences of not doing so

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