TCF - Regulatory call to attention
A friendly competitor has been summoned by the Financial Services Authority to discuss his Treating Customers' Fairly arrangements when the regulator visits our region in January. Is it just a matter of time before I receive a similar call?
I note that your firm is based in the West Country and the FSA has said that it will carry out a series of regional checks on TCF progress during 2009, with the West Country being first selected.
If your firm is selected, you will receive several weeks' notice by e-mail. The e-mail will ask you to confirm that you are able to attend on a particular date or time in your area; it will also ask you to submit certain material within a shorter timeframe that will typically include: an organisation
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