Staying ahead of the regulator
Last year, we were looking forward to authorisation but, after many months of experience with the Fi...
Last year, we were looking forward to authorisation but, after many months of experience with the Financial Services Authority, have things changed?
It may have been easy to view authorisation as the objective, but this should have been a mere milestone. Focusing and preparing for the first visit by the FSA is a priority and, although some of you may not see the regulator for years, do not gamble on this.
First, know your regulator. The FSA Handbook has been streamlined for your benefit, while the
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