Blog: Plugging gaps in the Appointed Representatives regime
David Allison, head of intermediary consultancy south at Insurance Compliance Services, unpicks the latest move, this time from HM Treasury, on how the legislation underpinning the Appointed Representatives regime might change.
It wasn’t a huge surprise when HM Treasury published a policy statement on the Appointed Representatives (AR) regime on 11 August.
We know regulators have been concerned about the lack of oversight of ARs by some principal firms for a long time. Back in 2022, the regime was enhanced, aimed at ensuring principal firms put more robust systems, controls and resources in place for effective oversight of ARs.
RelatedFCA reveals fall in GI and protection appointed repsWhile the broad regime will remain
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