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Regulation

Compliance is not an option

My firm's new accountant has pointed out that we have not been doing our client money reconciliations properly. This has now been rectified but the accountant is insistent that we notify the regulator of the breach although we are now solvent. Surely it…

Checking up on sick leave

An employee has been sick for a long time and is unsure of when they will return. I am unconvinced of the validity of their absence. What can I do and how do I combat my business being affected like this again?

Steep penalties for corporate manslaughter

With the first case under the new Corporate Manslaughter Act to be heard early next year, Andrew Stokes and Duncan Reed argue that brokers must make their clients aware of risks that could close their businesses.

Change on the horizon

Emmanuel Kenning looks at the start of the planning process for the technology implications of Solvency II, an issue that will loom larger for brokers in 2010.

Ecological concerns

Further national and European environmental legislation can only increase brokers' duty of care, writes Edward Murray.

RBSI sale confirmed

Royal Bank of Scotland said it will divest in its insurance business over the next four years

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