Client money
Brokers warned over client money changes
Moore Stephens has warned that the Financial Services Authority’s (FSA) proposed new rules on client money could cost brokers more time and money.
Regulator focuses on broker accounts
FSA’s consultation on client money rules highlights issues for brokers
Broker Network member fined and banned for fraud
A former Broker Network member has been banned and fined by the Financial Services Authority (FSA) for committing insurance fraud.
Products: How to… make affinity changes work
If you get your affinity programme wrong, you create a customer who feels alienated and a return on investment that falls way below expectations. To work there has to be an open and honest dialogue.
Legal - Client money: the FSA belatedly bares its teeth
The moribund Financial Services Authority has been busy enforcing client money regulations, issuing large fines. Brokers are advised to keep their houses well in order, writes Mathew Rutter.