NU launches broker regulation support
Norwich Union has developed an online check list to enable brokers to assess whether they are fully ...
Norwich Union has developed an online check list to enable brokers to assess whether they are fully compliant with Financial Services Authority regulations. Site visits and contact with brokers by NU have revealed there are still many regulatory issues and concerns that could indicate non-compliance if scrutinised by the FSA. Steve Edwards, NU broker development executive, explained: "Our concern is primarily for small and medium-sized brokers that have completed their own compliance
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