Norwich Union checklist
Norwich Union (NU) has created an online checklist for brokers to assess whether they are fully comp...
Norwich Union (NU) has created an online checklist for brokers to assess whether they are fully compliant with the Financial Services Authority (FSA). Available at www.norwich-union.co.uk/ebroking, the checklist has been provided because of brokers' concern over many regulatory issues and concerns that could indicate non-compliance if scrutinised by the FSA. The checklist is primarily for small to medium-sized brokers who have completed their own compliance requirements, and can particularly
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