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What does the final instalment of the Financial Services Authority (FSA) required system include? A...

What does the final instalment of the Financial Services Authority (FSA) required system include?

Acturis has been working now for over 18 months to help our brokers with FSA compliance but the final chapter in December 2004 included an updated complaints log and complaints reporting process, new workflow management functionality to help brokers build FSA compliant processes, an integrated SODAN and updated accounting and reporting functionality.

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Why The Mills Review is the AI starting pistol for brokers

Most coverage of The Mills Review, published on 6 July, has focused on what it does not do. There is no new AI rulebook, no new obligations and nothing specific to implement. But that somewhat misses the point, writes Robin Knowles, compliance consultant at UKGI.

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