Regulation Zone
Treating Customers Fairly is finally upon us, with full compliance expected by the Financial Service...
Treating Customers Fairly is finally upon us, with full compliance expected by the Financial Services Authority this month. The implementation of these guidelines heralds a new principles-based approach to regulation, and with that comes uncertainty and confusion in the industry about exactly how to meet the standards demanded.
With a panel of regulation experts including Biba's Steve White and Jim Dart of RWA, brokers can keep up to date with the latest developments in compliance by logging onto
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