Regulation Zone

Treating Customers Fairly is finally upon us, with full compliance expected by the Financial Services Authority this month. The implementation of these guidelines heralds a new principles-based approach to regulation, and with that comes uncertainty and confusion in the industry about exactly how to meet the standards demanded.

With a panel of regulation experts including Biba's Steve White and Jim Dart of RWA, brokers can keep up to date with the latest developments in compliance by logging onto

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