City staff are in danger of prison and heavy fines

Insurance Age staff
01 Apr 2004

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Thousands of City staff are in danger of prison and heavy fines by unknowingly breaching financial services laws, according to a recent survey. The 2004 Wide Learning Survey of Financial Services Compliance Training found 11% are unaware they are covered by the Financial Services Authority (FSA) and 28% are unsure of regulatory duties. 37% have never been trained or have received very little training on compliance. Even in key areas such as anti-money laundering and the Financial Services

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