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New regulator rolls out road to power

road-roll-out

Consultation paper tempers broker concerns over FCA’s future role

Regulatory issues have come under the spotlight once more with the release of the Financial Services Authority’s (FSA) ‘Journey to the FCA’ consultation paper for brokers to wade through.

Until now, there had been much focus on how the soon-to-be launched Financial Conduct Authority (FCA) will set about differentiating itself from its much-maligned predecessor.

And the reality was that the paper largely threw up few surprises. Principally, the FCA will live up to its name by concentrating, first

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Why The Mills Review is the AI starting pistol for brokers

Most coverage of The Mills Review, published on 6 July, has focused on what it does not do. There is no new AI rulebook, no new obligations and nothing specific to implement. But that somewhat misses the point, writes Robin Knowles, compliance consultant at UKGI.

FCA headcount rises to 5,510

The Financial Conduct Authority grew group headcount from 5,379 to 5,510 its report and accounts for the year ended 31 March 2026 has revealed.

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