Behaviour guide published as new FCA rules come into force.
The Chartered Insurance Institute (CII) has published a guide to coincide with the introduction of the Financial Conduct Authority's (FCA) new Senior Insurance Managers Regime (SIMR). The professional...
Experts say that brokers taking on appointed representatives need to be aware of the "huge responsibility".
Businesses must have appropriate processes and supervision in place wherever the AR distribution method is used.
Biba boss highlights that with an appointed rep a firm “is lending its regulatory permission to someone else and with that lending its name”.
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